Fsa Handbook General Prudential Sourcebook
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Author | : Financial Services Authority Staff |
Publisher | : |
Total Pages | : |
Release | : 2007-07 |
Genre | : |
ISBN | : 9781405726054 |
Download FSA Handbook - General Prudential Sourcebook Book in PDF, Epub and Kindle
The Financial Services Authority (FSA) is a non-governmental body given statutory powers by the Financial Services and Markets Act 2000 to regulate the financial services industry. It sets standards with which the industry must comply, and gives guidance on those standards. These are set out in the FSA's Handbook of Rules and Guidance.
Author | : Financial Services Authority Staff |
Publisher | : |
Total Pages | : |
Release | : 2005-10 |
Genre | : |
ISBN | : 9781405713498 |
Download FSA Handbook - Prudential Standards Interim Prudential Sourcebook Book in PDF, Epub and Kindle
The hardcopy of the FSA's Handbook consists of 23 volumes, available as a complete set or as modules, It contains all the standards imposed by the FSA. It is updated frequently, usually monthly, and this ensures that you have the latest information to hand.
Author | : Financial Services Authority Staff |
Publisher | : |
Total Pages | : |
Release | : 2005-10 |
Genre | : |
ISBN | : 9781405713504 |
Download FSA Handbook - Prudential Standards Interim Prudential Sourcebook Book in PDF, Epub and Kindle
The hardcopy of the FSA's Handbook consists of 23 volumes, available as a complete set or as modules, It contains all the standards imposed by the FSA. It is updated frequently, usually monthly, and this ensures that you have the latest information to hand.
Author | : Andrew Winckler |
Publisher | : |
Total Pages | : 696 |
Release | : 2006 |
Genre | : Securities |
ISBN | : 9781905121083 |
Download A Practitioner's Guide to the FSA Handbook Book in PDF, Epub and Kindle
A Practitioner's Guide to the FSA Handbook is the leading guide and commentary to the FSA's Handbook of Rules and Guidance. Written by a team of twelve authors who are among the leading figures in financial services law and regulation in the UK, it provides clear and comprehensive guidance to the rules, explained in a practical business context. This fourth edition has been completely updated to include: the introduction of the Integrated Prudential Sourcebook for insurers; implementation of the Market Abuse Directive, and the revision of the rules on market conduct; the FSA's responsibility for mortgage and general insurance intermediation; new requirements resulting from the Treating Customers Fairly agenda; implementation of the UCITS III Directive; and changes in the FSA's enforcement regime. Coverage is also given of anticipated changes to the Handbook that will flow from the Markets in Financial Instruments Directive (MiFID) and the Capital Requirements Directive (CRD), and the proposed simplification of the Handbook as part of the Better Regulation project. The book closely follows the structure of the Handbook for ease of use. authority including compliance officers; lawyers; finance directors; managers and directors of regulated businesses and their advisers; accountants and financial services consultants.
Author | : Julian Burling |
Publisher | : Edward Elgar Publishing |
Total Pages | : 933 |
Release | : 2023-12-11 |
Genre | : Law |
ISBN | : 1802205896 |
Download Research Handbook on International Insurance Law and Regulation Book in PDF, Epub and Kindle
This thoroughly revised second edition of the Research Handbook on International Insurance Law and Regulation provides an updated assessment of the insurance industry in an international context, featuring 30 chapters, of which half are new for this edition, written by expert academics and practising lawyers.
Author | : Alison Lui |
Publisher | : Routledge |
Total Pages | : 222 |
Release | : 2016-10-04 |
Genre | : Law |
ISBN | : 1317480228 |
Download Financial Stability and Prudential Regulation Book in PDF, Epub and Kindle
Financial stability is one of the key tenets of a central bank’s functions. Since the financial crisis of 2007-2009, an area of hot debate is the extent to which the central bank should be involved with prudential regulation. This book examines the macro and micro-prudential regulatory frameworks and systems of the United Kingdom, Australia, the United States, Canada and Germany. Drawing on the regulator frameworks of these regions, this book examines the central banks’ roles of crisis management, resolution and prudential regulation. Alison Lui compares the institutional structure of the new ‘twin-peaks’ model in the UK to the Australian model, and the multi-regulatory US model and the single regulatory Canadian model. The book also discusses the extent the central bank in these countries, as well as the ECB, are involved with financial stability, and argues that the institutional architecture and geographical closeness of the Bank of England and Financial Policy Committee give rise to the fear that the UK central bank may become another single super-regulator, which may provide the Bank of England with too much power. As a multi-regional, comparative study on the importance and effectiveness of prudential regulation, this book will be of great use and interest to students and researchers in finance and bank law, economics and banking.
Author | : Jonathan Fisher |
Publisher | : Sweet & Maxwell |
Total Pages | : 734 |
Release | : 2003 |
Genre | : Financial services industy |
ISBN | : 9780421673007 |
Download The Law of Investor Protection Book in PDF, Epub and Kindle
This series enables practitioners to stay up to date with litigation and developments in the field of entertainment law. Emphasis is placed on the practical implications of relevant legislative developments and the effects of technology on artists, rights owners and collecting societies
Author | : Louise Gullifer |
Publisher | : Bloomsbury Publishing |
Total Pages | : 788 |
Release | : 2011-03-10 |
Genre | : Law |
ISBN | : 1847317618 |
Download Corporate Finance Law Book in PDF, Epub and Kindle
Corporate Finance is an area of law which is obviously of significant practical importance, but the academic analysis of this area of law has also been increasingly recognised. This book provides a discussion of the most interesting theoretical and policy issues in Corporate Finance law. This book covers both the equity and debt sides of Corporate Finance law, and seeks, where possible, to compare the two, considering the desirability of each in various circumstances and pointing to areas of convergence and overlap. The topics covered in this book include: an overview of the financing options available to companies; the relationship between debt and equity; legal capital; contractual protection for creditors; proprietary protection for creditors; single and multiple lenders; transferred debt; public offers of shares; the ongoing regulation of the capital market; the regulation of debt; takeovers; schemes of arrangement and private equity. Each chapter analyses the issues so as to enable the reader to understand the difficulties, risks and tensions inherent in this area of law, and the attempts made by the legislature and the courts, as well as the parties involved, to deal with them. This book discusses areas where the law is uncertain, including some difficult conceptual problems, and considers the present law critically, including options for possible reform. This book will be of interest to practitioners, academics and students engaged in the practice and study of corporate finance law.
Author | : Edmund Cannon |
Publisher | : OUP Oxford |
Total Pages | : 316 |
Release | : 2008-10-02 |
Genre | : Business & Economics |
ISBN | : 0191607592 |
Download Annuity Markets Book in PDF, Epub and Kindle
The Pension Crisis concerns the changing demographic profile of the economy: an increasing number of elderly persons supported by fewer young people. Governments around the world are responding to this impending crisis by shifting their pension policies away from pay-as-you-go systems towards individual savings schemes. These savings need to be converted into a pension at retirement, and annuities provide this function. This book is a comprehensive study of annuity markets. The book starts by outlining the context of public policy towards pensions, and explains the different types of annuities available, focusing on the UK which has the largest annuity market in the world. It examines how annuities are priced, and describes the techniques of mortality measurement. As a background, it provides a history of annuities, and the experience of annuity markets in a number of other countries. The book outlines the economic theory behind annuities, and explains how annuities insure consumers against longevity risks. It goes on to describes how annuities markets function: how they work, and whether they are efficient, leading onto a discussion of the annuity puzzle. The book concludes by discussing the regulatory framework, assets available to back annuity liabilities, and recent developments in annuity markets.
Author | : John Lowry |
Publisher | : Bloomsbury Publishing |
Total Pages | : 469 |
Release | : 2011-09-01 |
Genre | : Law |
ISBN | : 1847317693 |
Download Insurance Law Book in PDF, Epub and Kindle
The third edition of Insurance Law: Doctrines and Principles follows the widely acclaimed first and second editions. It provides a detailed examination of the developing law of insurance, combining exposition of the law with critical analysis. The book is designed with the needs of undergraduate and postgraduate students in mind. The text is enhanced by extensive citations to case law and academic commentaries, making the book ideal for students, scholars and practitioners alike. This new edition reflects the many changes that have occurred in the law of insurance since the second edition was published in 2005. The book is divided into two parts. Part I considers the regulation of insurance business and the general principles underlying the law of insurance contracts. Part II examines the way in which these principles are shaped by the particular insurance context in which they operate. The book is readable and authoritative, with a sound grasp of the realities of insurance practice; it is well sourced and generous with supplementary points. 'Lowry & Rawlings is a welcome addition to the ranks of insurance law textbooks and a serious contender for the student readership in this field.' Nicholas Legh-Jones QC, Lloyds Maritime Commercial Law Quarterly 'I recommend the book for undergraduate use, and as a starting point for postgraduate use. The book is well written and full of clear explanations of a difficult field of the law.' Neil Campbell, Law Quarterly Review '...can be warmly recommended for purchase or use by lecturers and students in the subject.' Dennis Dowding, The Law Teacher '...a very useful text on insurance law ... an eminently readable, good and critical book. It is clearly of the highest calibre.' Reuben Hasson, Canadian Business Law Journal