Financial Advice And Investor Protection
Download and Read Financial Advice And Investor Protection full books in PDF, ePUB, and Kindle. Read online free Financial Advice And Investor Protection ebook anywhere anytime directly on your device. We cannot guarantee that every ebooks is available!
Author | : Booysen, Sandra |
Publisher | : Edward Elgar Publishing |
Total Pages | : 384 |
Release | : 2021-12-07 |
Genre | : Law |
ISBN | : 1800884621 |
Download Financial Advice and Investor Protection Book in PDF, Epub and Kindle
This comprehensive book offers a rigorous analysis of the legal debates, approaches and practice-related issues surrounding financial advice and investor protection. Despite widespread recognition of the importance of financial inclusion more broadly construed, recent financial crises have highlighted deficits in retail investor protection – this book informs the development of robust yet adaptable frameworks to protect investors, including effective enforcement and dispute resolution.
Author | : Sandra Booysen |
Publisher | : Edward Elgar Publishing |
Total Pages | : 384 |
Release | : 2021-12-31 |
Genre | : |
ISBN | : 9781800884618 |
Download Financial Advice and Investor Protection Book in PDF, Epub and Kindle
This comprehensive book offers a rigorous analysis of the legal debates, approaches and practice-related issues surrounding financial advice and investor protection. Despite widespread recognition of the importance of financial inclusion more broadly construed, recent financial crises have highlighted deficits in retail investor protection - this book informs the development of robust yet adaptable frameworks to protect investors, including effective enforcement and dispute resolution. Divided into three thematic parts, Financial Advice and Investor Protection begins with a holistic discussion of the subject, including an examination of the impact of relatively recent technical innovations such as robo-advice. The second part evaluates the role of private law in achieving investor protection, considering in particular how tort law, contract law and equity allocate risk and liability for investment advice. Finally, the book outlines the investor protection frameworks in the jurisdictions of six significant financial centres. This book will be a crucial read for various stakeholders in the investor protection debate including practitioners advising clients who work in this field, particularly across several of the jurisdictions covered, as well as policymakers interested in the development of law and regulation in this area. Scholars and students of financial law will also benefit from its comprehensive and critical treatment of the subject.
Author | : Jonathan Fisher |
Publisher | : Sweet & Maxwell |
Total Pages | : 734 |
Release | : 2003 |
Genre | : Financial services industy |
ISBN | : 9780421673007 |
Download The Law of Investor Protection Book in PDF, Epub and Kindle
This series enables practitioners to stay up to date with litigation and developments in the field of entertainment law. Emphasis is placed on the practical implications of relevant legislative developments and the effects of technology on artists, rights owners and collecting societies
Author | : United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs |
Publisher | : |
Total Pages | : 350 |
Release | : 2009 |
Genre | : Global Financial Crisis, 2008-2009 |
ISBN | : |
Download Enhancing Investor Protection and the Regulation of Securities Markets Book in PDF, Epub and Kindle
Author | : Diane Bugeja |
Publisher | : Bloomsbury Publishing |
Total Pages | : 249 |
Release | : 2019-12-12 |
Genre | : Law |
ISBN | : 1509925880 |
Download Reforming Corporate Retail Investor Protection Book in PDF, Epub and Kindle
The spate of mis-selling episodes that have plagued the financial services industries in recent years has caused widespread detriment to investors. Notwithstanding numerous regulatory interventions, curtailing the incidence of poor investment advice remains a challenge for regulators, particularly because these measures are taken in a 'fire-fighting' fashion without adequate consideration being given to the root causes of mis-selling. Against this backdrop, this book focuses on the sale of complex investment products to corporate retail investors by drawing upon the widespread mis-selling of interest rate hedging products (IRHP) in the UK and beyond. It brings to the fore the relatively understudied field concerning the different degrees of investor protection mechanisms applicable to individual retail investors – as opposed to corporate retail investors – by taking stock of past regulatory reforms and forthcoming regulatory initiatives as well as, more importantly, the conclusions reached by the judiciary in IRHP mis-selling claims. The conclusions are particularly interesting: corporate retail investors are in a vulnerable position when compared to individual retail investors. The former are exposed to a heightened risk of mis-selling, meaning that regulatory intervention should be targeted accordingly. The recommendations made as a result of these findings are further supported by insights emerging from behavioural law and economic theories. This book is aimed at researchers, lawyers and students with an interest in the financial regulation field who are keen to explore potential regulatory reforms to the investment services regime that address the root causes of mis-selling, and restore a level playing field amongst all retail investors.
Author | : Arthur B. Laby |
Publisher | : Cambridge University Press |
Total Pages | : 687 |
Release | : 2022-10-27 |
Genre | : Law |
ISBN | : 1108995926 |
Download The Cambridge Handbook of Investor Protection Book in PDF, Epub and Kindle
The topic of investor protection has occupied investors, businesses, regulators, academics, and courts since the 1930s. The topic exploded in importance after the 2008 financial crisis and the Bernard Madoff Ponzi scheme of the same year. Investor protection scholarship now seeks to respond to developments such as the institutionalization of the markets, the democratization of finance, and the enhanced role of market professionals and other gatekeepers. Additionally, although the philosophy of full disclosure remains the guiding principle behind the securities laws, recent research has questioned the merits of a disclosure-based regime. In light of these trends, regulators try to strike the right balance between imposing a strict investor protection regime, on the one hand, and giving businesses the freedom to innovate new projects, market new services, and reduce costs, on the other. The Cambridge Handbook of Investor Protection brings together leading scholars to inform this debate and fill a gap left by these developments.
Author | : Niamh Moloney |
Publisher | : Cambridge University Press |
Total Pages | : 501 |
Release | : 2010-01-21 |
Genre | : Business & Economics |
ISBN | : 0521888700 |
Download How to Protect Investors Book in PDF, Epub and Kindle
A critical, comparative and contextual examination of how to protect retail or household investors which considers the financial crisis's implications.
Author | : United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs |
Publisher | : |
Total Pages | : 292 |
Release | : 2009 |
Genre | : Global Financial Crisis, 2008-2009 |
ISBN | : |
Download Enhancing Investor Protection and the Regulation of Securities Markets, Part II Book in PDF, Epub and Kindle
Author | : United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises |
Publisher | : |
Total Pages | : 280 |
Release | : 2010 |
Genre | : Business & Economics |
ISBN | : |
Download Additional Reforms to the Securities Investor Protection Act Book in PDF, Epub and Kindle
Author | : United States. Congress. House. Committee on Financial Services |
Publisher | : |
Total Pages | : 328 |
Release | : 2010 |
Genre | : Business & Economics |
ISBN | : |
Download Capital Markets Regulatory Reform Book in PDF, Epub and Kindle